Category: Risk
Course Level: Introductory
Duration: 1 day
Contact us for more information.This one-day workshop has been designed to provide an overview of the main issues facing asset management firms in terms of their operational risk. It will be highly interactive and involve case studies including your firm’s Operational Risk Policy.
There will be some basic maths involved.
Objectives:
At the end of this training session, delegates will have a better understanding of:
• The main risks run by asset management firms
• Red flags and warning signs
• Appropriate steps to manage and reduce risk
• Key risk measurement tools
Course Content:
- Introduction
- High profile asset management risk events
- Corporate governance and risk oversight
- Operational risk
- Risk-related regulation and policy in financial services
- Enterprise risk management (ERM)
This course would be suitable for:
- Investment professionals
- IT and software developers
- Legal & Compliance
- Risk management
- Senior managers
This course would be suitable for these exams:
- CISI Advanced Certificate in Operational Risk
