Category: Derivatives, Investment Funds
Course Level: Intermediate
Duration: 3 hours
Contact us for more information.This 3-hour workshop is designed to provide a greater understanding of the impact of UCITS III on retail funds. It will explore the role of the Derivatives Risk Management Committee and implementation of a Derivatives Risk Management Process.
Objectives:
At the end of the workshop, delegates will have a better understanding of:
- The changes under UCITS III and wider powers under COLL
- How firms are interpreting the new powers
- Fund compliance issues
- Role of the Risk Management Committee
- Standard documentation of a DRMP
Course Content:
- What’s new under UCITS III?
- FSA COLL review
- Eligible Assets
- Fund compliance monitoring
- Performance issues
This course would be suitable for:
- HR and training
- Investment administration and operations
- Investment professionals
- IT and software developers
- Legal & Compliance
- Risk management
- Sales and marketing
- Senior managers
