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UCITS III Funds Using Derivatives

CPD Hours: 3.5

Aims

This half-day workshop is designed to provide a greater understanding of the impact of UCITS III on retail funds. It will explore the role of the Derivatives Risk Management Committee and implementation of a Derivatives Risk Management Process.

Objectives

At the end of the workshop, delegates will have a better understanding of:

  • The changes under UCITS III and wider powers under COLL
  • How firms are interpreting the new powers
  • Fund compliance issues
  • Role of the Risk Management Committee
  • Standard documentation of a DRMP

Who Should Attend?

  • Senior Managers
  • Investment professionals
  • HR and training
  • Investment administration and operations
  • Legal and compliance
  • IT and software developers
  • Risk management
  • Sales and marketing

Content

  • What’s new under UCITS III?
  • FSA COLL rules
  • Eligible Assets
  • Fund compliance monitoring
  • Performance issues

Contact us for more information.

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Capital City Training