Subscribe to our weekly newsletter



News

 

FSA - Enforcement

FSA publishes FAQs on workings of the RDC

The FSA has published some frequently asked questions (FAQs) on how its Regulatory Decisions Committee works. The FAQs are intended to assist firms and individuals who receive formal notices from the FSA. It supplements the formal procedural provisions contained in the Decision Procedure and Penalties Sourcebook (DEPP), but is not exhaustive. View The FAQs are available here 16-Aug-2008