The Turner Report is likely to lead to significant regulatory changes. Our compliance consultants have all worked in the investment industry and will help you ensure your firm follows best practice and is future-proof for any upcoming changes.
Course Results...
| Course Name | Experience | Duration | Type |
|---|---|---|---|
| Appraisal Skills for Managers | Introductory to Intermediate | 3 hours | In house |
| Complaints Handling Workshop For Financial Services Firms | Introductory to Intermediate | 3 hours | In house |
| Designing And Implementing An Effective T&C Scheme | Introductory | 3 hours | In house |
| Embedding TCF In Operational Policy | Introductory to Intermediate | 3 hours | In house |
| FSA Approved Persons Workshop | Advanced | 2 hours | In house |
| FSA Regulatory Workshop | Introductory to Intermediate | 3 hours | In house |
| FSA Training & Competence Regime | Intermediate | 2 hours | In house |
| Market Abuse Workshop | Intermediate | 2 hours | In house |
| Money Laundering Workshop for Investment Firms | Intermediate | 2 hours | In house |
| Senior Management and SYSC Workshop | Intermediate | 2 hours | In house |
| T&C Responsibilities Workshop | Introductory | 3 hours | In house |
